Compliance Executive

Job Status: Placement
Estimated Salary

Expiration date: 31 Mar 2021

Date Posted

24 Nov 2020

Expiration date

31 Mar 2021

Offered Salary (month)



10 year exp



Duties & Responsibilities The Role As Compliance Executives, you will be a significant member of the firm working alongside other compliance professionals, reporting directly to and have significant involvement with all partners of the business. Key Accountabilities Undertaking strategic and continuous monitoring reviews to ensure company functions are adhering to company regulatory procedures. This will consist of risk-based monitoring surveillance, drafting themed and ad-hoc reviews of regulatory procedures. Keep abreast of all key current regulatory developments to ensure your own portfolio of clients adheres to set regulations. Provide regulatory advise and support following monitoring reports conducted on allocated clients as well as perform regulatory filings and or any other relevant regulators as required, including any necessary licenses Qualifications & Experience A bachelor's degree in Compliance & Risk Management At least 10 years of experience, 5 Years of which should in a senior management position The Person Must have experience in compliance monitoring and Investment/Asset management and construction background Must have already gained an extensive understanding of the technical aspects of the regulatory bodies. You must possess, excellent communication skills and experience in dealing with external stakeholders or clients

Other Jobs Available
Central Stores Accountant

29 Feb 2024

Data Capturers

08 Mar 2024

Team Leader

28 Feb 2024


Sign up now to get updated on latest posts and relevant career opportunities